This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the third quarter of 2020 that may be of interest to Latin American corporations and...more
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the second quarter of 2020 that may be of interest to Latin American corporations and...more
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the first quarter of 2020 that may be of interest to Latin American corporations and...more
Below is a summary of the main developments in US and EU corporate governance and securities law and certain financial markets regulation developments since our last update in April 2019.
...more
9/23/2019
/ Acquisitions ,
Capital Markets ,
Corporate Governance ,
Enforcement Actions ,
EU ,
Financial Institutions ,
Italy ,
Mergers ,
NYSE ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
UK
This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the third quarter of 2018 that may be of interest to Latin American corporations and...more
11/19/2018
/ Corporate Governance ,
Department of Justice (DOJ) ,
Disclosure Requirements ,
EU ,
Filing Fees ,
Foreign Corrupt Practices Act (FCPA) ,
Initial Public Offering (IPO) ,
Joint Comprehensive Plan of Action (JCPOA) ,
Nasdaq ,
NYSE ,
Proposed Amendments ,
Registration Statement ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Securities Fraud
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the first quarter of 2018 that may be of interest to Latin American corporations and...more
5/31/2018
/ Climate Change ,
Corporate Governance ,
Cybersecurity ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
London Stock Exchange ,
Nasdaq ,
PCAOB ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
UK
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the fourth quarter of 2017 that may be of interest to Latin American corporations and...more
3/5/2018
/ Corporate Governance ,
Cryptocurrency ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
Foreign Corrupt Practices Act (FCPA) ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Initial Coin Offering (ICOs) ,
MiFID II ,
Nasdaq ,
NYSE ,
PCAOB ,
Prospectus Regulation (PR3) ,
Securities Litigation ,
UK
This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the third quarter of 2017 that may be of interest to Latin American corporations and...more
11/29/2017
/ Annual Reports ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
EU Prospectus Regime ,
Financial Reporting ,
Foreign Corrupt Practices Act (FCPA) ,
Initial Public Offering (IPO) ,
Latin America ,
Mergers ,
MiFID II ,
PSLRA ,
Securities Settlement Cycles ,
Tax Evasion ,
UK ,
UK Brexit
This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the fourth quarter of 2016 that may be of interest to Latin American corporations and...more
This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of 2016 that may be of interest to Latin American corporations and financial...more
The EU’s revamped market abuse rules—the Market Abuse Regulation (“MAR”)—come into direct effect in all EU Member States on July 3, 2016. MAR expands the scope of certain EU rules to EU markets that were previously not...more
This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the third quarter of 2015 that may be of interest to Latin American corporations and financial...more
10/22/2015
/ Audit Committee ,
Capital Markets ,
Corporate Governance ,
Dodd-Frank ,
Enforcement Actions ,
EU ,
Financial Conduct Authority (FCA) ,
Financial Reporting ,
G20 ,
Latin America ,
London Stock Exchange ,
MiFID II ,
OECD ,
Regulation Technical Standards (RTS) ,
Resource Extraction ,
UK ,
Whistleblowers
This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the second quarter of 2015 that may be of interest to Latin American corporations and financial...more
In this issue:
- US DEVELOPMENTS
- SEC Developments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters
- EU DEVELOPMENTS
- European Commission...more
10/16/2014
/ Audits ,
Bureau of Industry and Security (BIS) ,
Compliance ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement ,
Enforcement Actions ,
EU ,
European Merger Control Regulation ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Regulatory Reform ,
HKEx ,
Securities and Exchange Commission (SEC) ,
Trade Market Abuse ,
UK ,
Voting Rights
In this issue:
- US DEVELOPMENTS
- SEC Developments
- PCAOB Adopts Auditing Standard and Amendments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters...more
7/16/2014
/ Asia ,
Audits ,
Bureau of Industry and Security (BIS) ,
Corporate Governance ,
Corporate Social Responsibility ,
Department of Justice (DOJ) ,
Derivatives ,
Employee Benefits ,
Employer Liability Issues ,
Enforcement ,
Enforcement Actions ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Latin America ,
Over The Counter Derivatives (OTC) ,
PCAOB ,
Prospectus ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Shareholder Litigation ,
Shareholders