This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the third quarter of 2020 that may be of interest to Latin American corporations and...more
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the second quarter of 2020 that may be of interest to Latin American corporations and...more
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the first quarter of 2020 that may be of interest to Latin American corporations and...more
US DEVELOPMENTS -
SEC and NYSE/Nasdaq Developments -
SEC Proposes Changes to Accredited Investor Definition to Broaden Access to Investments -
In December 2019, the Securities and Exchange Commission (SEC)...more
2/8/2020
/ Acquisitions ,
Antitrust Provisions ,
Capital Markets ,
Corporate Governance ,
Department of Justice (DOJ) ,
European Securities and Markets Authority (ESMA) ,
Foreign Corrupt Practices Act (FCPA) ,
Latin America ,
Mergers ,
Proxy Voting Guidelines ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC)
Below is a summary of the main developments in US and EU corporate governance and securities law and certain financial markets regulation developments since our last update in September 2019.
...more
10/29/2019
/ C&DIs ,
CONSOB ,
Corporate Governance ,
Emerging Growth Companies ,
European Securities and Markets Authority (ESMA) ,
FATF ,
Financial Conduct Authority (FCA) ,
Investment Company Act of 1940 ,
Libor ,
New Rules ,
NYSE ,
Publicly-Traded Companies ,
Regulation S-K ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments during the first quarter of 2018 that may be of interest to Latin American corporations and...more
5/31/2018
/ Climate Change ,
Corporate Governance ,
Cybersecurity ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
London Stock Exchange ,
Nasdaq ,
PCAOB ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
UK
This newsletter provides a snapshot of the principal US and selected global governance and securities law developments during the second quarter of 2015 that may be of interest to Latin American corporations and financial...more
In this issue:
- SEC and NYSE Developments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters
- Executive Compensation & Employee Benefits Developments
-...more
2/5/2015
/ Department of Justice (DOJ) ,
Diversity ,
Employee Benefits ,
Enforcement Actions ,
EU Directive ,
European Securities and Markets Authority (ESMA) ,
Executive Compensation ,
Latin America ,
MiFID ,
NYSE ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Technical Standards
In this issue:
- US DEVELOPMENTS
- SEC Developments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters
- EU DEVELOPMENTS
- European Commission...more
10/16/2014
/ Audits ,
Bureau of Industry and Security (BIS) ,
Compliance ,
Corporate Governance ,
Department of Justice (DOJ) ,
Enforcement ,
Enforcement Actions ,
EU ,
European Merger Control Regulation ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Regulatory Reform ,
HKEx ,
Securities and Exchange Commission (SEC) ,
Trade Market Abuse ,
UK ,
Voting Rights
In this issue:
- US DEVELOPMENTS
- SEC Developments
- PCAOB Adopts Auditing Standard and Amendments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters...more
7/16/2014
/ Asia ,
Audits ,
Bureau of Industry and Security (BIS) ,
Corporate Governance ,
Corporate Social Responsibility ,
Department of Justice (DOJ) ,
Derivatives ,
Employee Benefits ,
Employer Liability Issues ,
Enforcement ,
Enforcement Actions ,
EU ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Latin America ,
Over The Counter Derivatives (OTC) ,
PCAOB ,
Prospectus ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Shareholder Litigation ,
Shareholders