Technical Standards

News & Analysis as of

EBA opposes liquidity monitoring amendment

EBA has issued an opinion to the Commission disagreeing with the proposed amendment to remove the “maturity ladder” from the Implementing Technical Standard (ITS) on additional liquidity monitoring metrics under the CRR as...more

Bridging the Week - October 2015

ESMA Publishes Final Technical Standards for MiFID II - The European Securities and Markets Authority issued the equivalent of final rules (known as “technical standards”) to implement three cornerstones of the European...more

ESMA publishes UCITS V ITS on penalties and measures

ESMA has published for the Commission’s endorsement implementing technical standards (ITS) on penalties and measures under UCITS V. ESMA did not conduct open public consultations on the draft ITS, as it says this would have...more

EBA issues revised list of ITS validation rules

EBA has issued a revised list of validation rules in its Implementing Technical Standards (ITS) on supervisory reporting. It highlights those which have been deactivated either for incorrectness or for triggering IT problems...more

EBA publishes updates for supervisory reporting

EBA has published an update to the XBRL taxonomy that supervisors should use for the remittance of data under EBA Implementing Technical Standards (ITS) on supervisory reporting....more

ESMA consults on final MiFID 2 ITS

ESMA is consulting on the remaining draft implementing technical standards (ITS) under the revised Markets in Financial Instruments Directive (MiFID 2) on which it has not previously consulted. The consultation and draft ITS...more

Financial Regulatory Developments Focus - September 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

The WSGR Data Advisor - September 2015

In this issue of The WSGR Data Advisor, we examine the FCC’s recent TCPA declaratory ruling and order addressing issues regarding calling and texting consumers, and discuss the new privacy, data security, and transparency...more

Orrick's Financial Industry Week in Review

Potential Damages in RMBS Suit Against WMC Mortgage Drastically Reduced - On August 18, Judge Denise Cote of the federal district court for the Southern District of New York addressed the appropriate measure of potential...more

Financial Entity Update: The CFTC’s Proposed Margin Rules for Uncleared Swaps – Goofy Haircut

Under the Margin Rules, swap dealers and major swap participants that do not have a prudential regulator (Covered Swap Entities, or CSEs) would be required to collect and post initial margin for uncleared swaps with financial...more

Open Meeting Of The Biomass Research And Development Technical Advisory Committee Announced

On August 10, 2015, the Federal Register included a notice announcing an open meeting of the Biomass Research and Development Technical Advisory Committee in Washington D.C. on August 27, 2015, from 8:30 a.m. to 5:30 p.m.,...more

You Really Need to be Keeping Up With Developments With the NFPA Combustible Dust Standards

My friend and outstanding combustible dust (and more) expert Tim Myers of Exponent shared the following: The National Fire Protection Association (NFPA) is set to publish the first edition of NFPA 652 Standard on...more

ESMA Publishes Final Report on Draft Rules Under MiFID II

On June 29, the European Securities and Markets Authority (ESMA) published its final report (Report) on draft rules (both draft implementing technical standards (ITS) and draft regulatory technical standards (RTS)) relating...more

Guidance on Guidance: The Pennsylvania Department of Environmental Protection’s Interim Final Policy for Development and...

The Pennsylvania Department of Environmental Protection routinely issues technical guidance documents (“TGDs”), which help to illustrate how it interprets and applies the statutes and regulations that it administers. Like...more

Financial Regulatory Developments Focus - June 2015 #4

In This Issue: - Board of Governors of the Federal Reserve System Approves Final Rule Amending Regulation D - US Federal Banking Agencies Finalize Revisions to the Capital Rules Applicable to Advanced...more

Orrick's Financial Industry Week in Review

Fair and Effective Markets Review Publishes Final Report - On June 10, 2015, the Fair and Effective Markets Review (FEMR), established by the Chancellor in June 2014 to conduct a review of fixed income, currency and...more

Financial Regulatory Developments Focus - June 2015 #2

In This Issue: - Federal Banking Agencies Release Statement on Annual Stress Tests at Medium-Sized Financial Companies - Extension of Transitional Provisions for Exposures to CCPs Formally Announced -...more

Financial Regulatory Developments Focus - May 2015 #3

In This Issue: - Application of EU Requirements for Remuneration Policies for Small and Non-Complex Firms Confirmed - US Regulators Issue the Final Interpretation on Forward Contracts with Embedded Volumetric...more

Delegated Regulation on RTS for Specification of Margin Periods of Risk Published in Official Journal

On April 16, 2015, the Commission Delegated Regulation (Regulation 2015/585) on regulatory technical standards (RTS) on the margin periods of risk ...more

Spain: Guidelines for biennial audits

The DGOJ (Spanish General Directorate for the Regulation of Gaming Activities) has published today through its website the Guidelines on the biennial audit for online licensed operators’ technical systems. Note that this will...more

Focus on Regulatory Law - March 2015

REGULATORY AUTHORITIES - FRENCH COMPETITION AUTHORITY – TDF fined for anti-competitive practices: In a 2009 opinion issued at the request of the French regulator for electronic and postal communications (ARCEP)...more

Financial Regulatory Developments Focus - March 2015 #3

In this issue: - US Federal Reserve Board Proposal Requiring Banking Organizations to Include Legal Entity Identifiers on Reporting Documents - Comptroller of the Currency Thomas Curry Testimony -...more

Investment Funds Update - Europe: Key legal and regulatory updates for the funds industry from the primary European asset...

2014 - A Good Year for Luxembourg – ALFI Press Release - ALFI issued a press release on 3 February 2015 stating that 2014 was a historical year for the Luxembourg fund centre. For the first time in its history, assets...more

False Advertising Suit Concerning Department of Defense Standards Misfires

In a case that teaches important lessons about the burden of proving an advertisement false at trial, Judge Ronald Lew of the Central District of California held that Elkay Plastics Company was not liable for allegedly false...more

Governance & Securities Law Focus: Latin America Edition - February 2015

In this issue: - SEC and NYSE Developments - Noteworthy US Securities Law Litigation - Recent SEC/DOJ Enforcement Matters - Executive Compensation & Employee Benefits Developments -...more

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