News & Analysis as of

Technical Standards

"SEC EGC Inflation Adjustments, Other Technical Amendments Now Effective"

As we previously reported, the U.S. Securities and Exchange Commission (SEC) adopted several new rules on March 31, 2017, to effectuate inflation adjustments mandated under the Jumpstart Our Business Startups (JOBS) Act. It...more

Technical Amendments Under the JOBS Act Result in Changes to Cover Pages of Many Securities Act and Exchange Act Forms

by White & Case LLP on

On March 31, 2017, the Securities and Exchange Commission ("SEC") made a number of technical amendments to existing rules and certain Securities Act of 1933 ("Securities Act") and Securities Exchange Act of 1934 ("Exchange...more

"Corporate Finance Alert: SEC Adopts EGC Inflation Adjustments and Other Technical Amendments Under the JOBS Act"

On March 31, 2017, the Securities and Exchange Commission (SEC) adopted several new rules to effectuate inflation adjustments mandated under the Jumpstart Our Business Startups (JOBS) Act and made a number of technical...more

Recent GAO Decision Gives Ammunition To Protesters Challenging Technical Specifications

by McCarter & English, LLP on

In the course of responding to a Request for Proposals (“RFP”) or Request for Quotations (“RFQ”), have you ever encountered technical specifications that you regard as unreasonable?  Have you ever wondered why the Government...more

Not Just a Formality? USPTO Sequence Rules May Impact Existing Biotech Portfolios

Patent applications containing nucleic acid or protein sequences are required to include an electronic sequence listing using a required format and standard symbols. The United States Patent and Trademark Office (USPTO), in...more

Data Without Borders: Hogan Lovells Winnik Forum Addresses International Considerations for the Growth and Development of a...

by Hogan Lovells on

The Internet of Things (“IoT”) connects markets and supply chains around the world. Industry, governments and consumers around the world are embracing IoT technologies to improve research and public policy, to accelerate...more

Proposed Revisions to EU Supervisory Reporting Requirements for Sovereign Exposures and Operational Risk

by Shearman & Sterling LLP on

The European Banking Authority published a consultation paper proposing revisions to the Implementing Technical Standards on supervisory reporting.The ITS on supervisory reporting collate the prudential reporting requirements...more

Weekly Update Newsletter - November 2016 #3

by PilieroMazza PLLC on

DEPARTMENT OF DEFENSE, GENERAL SERVICES ADMINISTRATION, AND NATIONAL AERONAUTICS AND SPACE ADMINISTRATION - Clarification of Requirement for Justifications for 8(a) Sole Source Contracts - The Department of Defense...more

Financial Regulatory Developments Focus - November 2016

by Shearman & Sterling LLP on

In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and...more

EU Legislation on Indices and Recognized Exchanges under the Capital Requirements Regulation

by Shearman & Sterling LLP on

Implementing Technical Standards listing the main indices and recognized exchanges for the use of eligible collateral in accordance with the Capital Requirements Regulation was published in the Official Journal of the...more

European Banking Authority Consults on Proposed Draft Technical Standards Supplementing the Payment Accounts Directive

by Shearman & Sterling LLP on

The European Banking Authority published proposed draft technical standards on fee terminology and disclosure documents under the Payment Accounts Directive....more

European Supervisory Authorities Opines on Final Draft Technical Standards on Uncleared Derivatives

by Shearman & Sterling LLP on

The Joint Committee of the European Supervisory Authorities published an Opinion on the European Commission's proposed amendments to the final draft Regulatory Technical Standards on risk mitigation techniques for uncleared...more

European Securities and Markets Authority Publishes Draft Technical Standards on Reporting Sanctions and Measures Imposed

by Shearman & Sterling LLP on

The European Securities and Markets Association published a final report on draft implementing technical standards concerning the procedures and forms for submitting information regarding administrative and criminal...more

Brexit, Here We Come (or Go)

The UK people have voted to leave the European Union. Although there is no constitutional duty to leave the Union as a result, politically this is likely going to happen. Change will not be immediate and happen over time....more

UK Financial Regulatory Developments - May 2016 #18

by Dentons on

OFSI gives guidance on dealings in North Korea - OFSI has published guidance for credit and financial institutions regarding the new measures in article 5a of the amended Regulation concerning restrictive measures...more

EU Technical Standards on Requirements for Investment Firms under MiFID II Adopted by the European Commission

by Shearman & Sterling LLP on

The European Commission adopted a Delegated Regulation supplementing the Markets in Financial Instruments Directive with regard to organizational requirements and operating conditions for investment firms. The adopted...more

UK Financial Regulatory Developments - March 2016 #10

by Dentons on

ESAs publish margin for non-cleared contracts RTS - The ESAs have published the final draft RTS under the European Market Infrastructure Regulation (EMIR), addressing: - risk mitigation techniques related to...more

EBA Publishes Amended Standards on Supervisory Reporting for Institutions

The European Banking Authority (“EBA“) has published its final draft Implementing Technical Standards (“ITS“) amending the Commission’s Implementing Regulation (EU) No. 680/2014 on supervisory reporting....more

A Common Standard for Evaluating Cyber Risk – Insurers Walk the Walk

by Locke Lord LLP on

Insurers have struggled to find a common baseline to measure cyber risks. Changes in technology, hacking and other data security risks and the shifting legal landscape concerning liability for data breaches have made the...more

US Commodity Futures Trading Commission Extends Comment Period on Draft Technical Specifications for Certain Swap Data Elements

by Shearman & Sterling LLP on

The US Commodity Futures Trading Commission’s Division of Market Oversight and Office of Data and Technology staff extended the comment period on the draft technical specifications for certain prioritized swap data elements...more

UK Financial Regulatory Developments - February 2016 #15

by Dentons on

EBA finalises guidelines for DGS cooperation agreements - EBA has published its final guidelines on cooperation agreements between deposit guarantee schemes (DGS) under the revised DGS Directive. The Guidelines set out...more

Orrick's Financial Industry Week in Review

Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act - On February 17, the Securities and Exchange Commission and the Federal Deposit Insurance Corporation...more

European Commission Implementing Regulation Lays Down ITS on Disclosure of Leverage Ratio for Institutions under CRR

A European Commission Implementing Regulation laying down implementing technical standards (“ITS“) on disclosure of the leverage ratio for institutions under the CRR has been published in the Official Journal of the EU on...more

FinTech Focus: New European Directive on Payment Services (PSD2) Comes into Force

by Morrison & Foerster LLP on

On 12 January 2016, the long-awaited revised Payment Services Directive (“PSD2”) came into force in Europe. This replaces the Payment Services Directive (“PSD”) that has been in place since 2007. The deadline for EU member...more

ESMA Opinion Highlights Differences with the European Commission on the Main Indices and Recognized Exchanges Under CRR

On 19 December 2014, the European Securities and Markets Authority (ESMA) submitted to the European Commission draft implementing technical standards (ITS), pursuant to the Capital Requirements Regulation 575/2013, specifying...more

85 Results
|
View per page
Page: of 4
Cybersecurity

"My best business intelligence,
in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up using*

Already signed up? Log in here

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
Feedback? Tell us what you think of the new jdsupra.com!