Stuart Fleischmann

Stuart Fleischmann

Shearman & Sterling LLP

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Latest Posts › Compliance


Latin America Corruption: Keep Calm, Carry On?

Recently, governmental authorities have pursued corruption investigations in Latin America with a vigor traditionally not seen. One potential result is a significant disruption of business. While there are inherent risks in...more

8/12/2015 - Chief Compliance Officers Complex Corporate Transactions Compliance Due Diligence Enforcement Actions FCPA Government Investigations Joint Venture Latin America Lockheed Martin Nokia Risk Assessment Risk Mitigation Siemens

Governance & Securities Law Focus: Latin America Edition - October 2014

In this issue: - US DEVELOPMENTS - SEC Developments - Noteworthy US Securities Law Litigation - Recent SEC/DOJ Enforcement Matters - EU DEVELOPMENTS - European Commission...more

10/16/2014 - Audits BIS Compliance Corporate Governance DOJ Enforcement Enforcement Actions ESMA EU European Merger Control Regulation Financial Conduct Authority (FCA) Financial Regulatory Reform HKEx SEC Trade Market Abuse UK Voting Rights

SEC Compliance Manual for NYSE-Listed Non-US Companies

As a result of registration of ordinary shares including in the form of American Depositary Shares (“ADSs”) under the US securities laws and the listing of ordinary shares or ADSs on the New York Stock Exchange (the “NYSE”),...more

9/23/2014 - Compliance Corporate Governance Foreign Corporations NYSE SEC Shareholders

Governance & Securities Law Focus: Latin America Edition

In this issue: - US Developments - Global Development - EU Developments - Developments Specific To Financial Institutions - Excerpt from US Development: SEC Developments - Iran...more

2/24/2014 - Banks Compliance Corporate Governance Foreign Banks Iran SEC

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