CFTC Reissues Proposed Rules for Segregated Funds Acknowledgment Letters

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8/18/2010

Katten Muchin Rosenman LLP Contact

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The Commodity Futures Trading Commission has reissued its proposal to amend CFTC Regulations 1.20, 1.26 and 30.7, relating to the acknowledgment letters that futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) are required to obtain from depositories that hold customer segregated and/or secured amount funds.

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Published In: Administrative Law Updates, Finance & Banking Updates, Securities Law Updates

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.