CFTC Staff Releases Responses to Frequently Asked Questions Regarding Rule Amendments Affecting CPOs and CTAs

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The Staff of the U.S. Commodity Futures Trading Commission (CFTC) has now released its long-awaited guidance on the amendments to its Part 4 rules affecting CPOs and CTAs that were finalized earlier this year.

The FAQs can be accessed here (see alert for link). We will be studying this guidance and expect to issue our own commentary in due course.

We would also like to remind you that, to assist with the CPO registration process, the NFA will hold a webinar tomorrow, August 15, at 3:00 PM EDT.

Please see full alert below for more information.

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Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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