Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject.
This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action.
Some of the issues we consider are:
1. Is a broader view of risk needed?
2. If so, who would perform that review?
3. Too many silos?
4. See more +
Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject.
This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action.
Some of the issues we consider are:
1. Is a broader view of risk needed?
2. If so, who would perform that review?
3. Too many silos?
4. Public companies v. investment banks?
5. What is under escalated risk?
6. What is conduct risk? See less -
