Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode we take a deep dive into recent OCC Guidance on managing 3rd party risk.
Some of the highlights include:
What was the Office of the Comptroller of the Currency, guidance published on March 5?
Why is 3rd party risk still a chronic issue?
What is the role of See more +
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode we take a deep dive into recent OCC Guidance on managing 3rd party risk.
Some of the highlights include:
What was the Office of the Comptroller of the Currency, guidance published on March 5?
Why is 3rd party risk still a chronic issue?
What is the role of due diligence?
What are sustainable business models for 3rd party risk management?
What are 4th party risks?
What is Kelly’s Law of 3rd Party Risk Management?
A short discussion of FINRA’s new bulletin on pandemic risk? See less -
