In This Issue:
- CFTC Extends Portfolio Margining on ICE Clear Europe
- CFTC Extends CCO Report Filing Deadline
- CFTC Issues Relief to Swap Dealers Regarding Legacy SPV Swaps
- CME Updates Order Routing/Front-End Audit Trail Requirements
- SEC Brings First Action Against Company for Potentially Stifling Whisteleblowers With Confidentiality Statement
- District Court Holds Individual Issues of Fact Predominate in Unjust Enrichment Class Action
- ESMA Updates List of Authorized CCPs Under EMIR
- Excerpt from CFTC Extends CCO Report Filing Deadline:
The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued permanent no-action relief from the filing deadline for chief compliance officer (CCO) annual reports. Pursuant to CFTC regulations, the CCO of a registered futures commission merchant (FCM), swap dealer or major swap participant must file an annual report with the CFTC within 60 days after the end of the registrant’s fiscal year.
Please see full publication below for more information.