Counting down to June 5

Admittedly, it is not one of those “Do you remember where you were when it happened?” moments (for those old enough to remember, think November 16, 1981, when Luke and Laura married), but for the broker-dealer and investment adviser community, this June 5th will come pretty close. It is the day when the SEC commissioners are to vote to finalize the SEC’s financial professional standard of conduct rulemaking package.

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