Most Chief Compliance Officers (CCOs) and compliance practitioners understand the need for continuous controls monitoring. Whether it be as a part of your overall monitoring of third parties, employees, or to test the overall effectiveness of internal controls and compliance, continuous controls monitoring is clearly a part of a best practices compliance program. Further, while most compliance practitioners are aware of the tools which can be applied to continuous controls monitoring, they may not be as aware of how to engage in the See more +
Most Chief Compliance Officers (CCOs) and compliance practitioners understand the need for continuous controls monitoring. Whether it be as a part of your overall monitoring of third parties, employees, or to test the overall effectiveness of internal controls and compliance, continuous controls monitoring is clearly a part of a best practices compliance program. Further, while most compliance practitioners are aware of the tools which can be applied to continuous controls monitoring, they may not be as aware of how to engage in the process. Put another way, how do you develop a methodology for building a continuous controls monitoring process that yields sustainable, repeatable results?
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