Discussion Topics

•General Overview of the Dodd-Frank Act

•Title VII of the Dodd Frank Act: Impact on OTC Derivatives and Energy Trading

•Definitions and applicability

•Mandatory clearing

•Registration requirements

•Reporting & recordkeeping

•Operational standards and business conduct requirements

•Margin requirements and position limits

Please see full presentation below for more information.

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Topics:  CEA, CFPB, CFTC, Compliance, Derivatives, Derivatives Clearing Organizations, Dodd-Frank, Major Swap Participants, Position Limits, Recordkeeping Requirements, Reporting Requirements, SEC, Swap Data Repositories, Swap Dealers, Swaps, Volcker Rule

Published In: Administrative Agency Updates, General Business Updates, Energy & Utilities Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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