Discussion Topics
•General Overview of the Dodd-Frank Act
•Title VII of the Dodd Frank Act: Impact on OTC Derivatives and Energy Trading
•Definitions and applicability
•Mandatory clearing
•Registration requirements
•Reporting & recordkeeping
•Operational standards and business conduct requirements
•Margin requirements and position limits
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Topics: CEA, CFPB, CFTC, Compliance, Derivatives, Derivatives Clearing Organizations, Dodd-Frank, Major Swap Participants, Position Limits, Recordkeeping Requirements, Reporting Requirements, SEC, Swap Data Repositories, Swap Dealers, Swaps, Volcker Rule
Published In:
Administrative Law Updates, Commercial Law & Contracts Updates, Energy & Utilities Law Updates, Finance & Banking Updates, Securities Law Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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