In this episode of the FCPA Compliance Report, I am joined by Professor Karen Woody. We discuss the recent SEC enforcement actions involving JPMorgan and Nikola, which were announced in December 2021.
We discuss the background of both cases. In the JPMorgan case, we consider why the SEC was so excised with JPMorgan and the broader lessons for the Compliance Professional. The Nikola enforcement action considers the intersection of puffing, faking it until you make it, and illegal conduct, SPACs, and due See more +
In this episode of the FCPA Compliance Report, I am joined by Professor Karen Woody. We discuss the recent SEC enforcement actions involving JPMorgan and Nikola, which were announced in December 2021.
We discuss the background of both cases. In the JPMorgan case, we consider why the SEC was so excised with JPMorgan and the broader lessons for the Compliance Professional. The Nikola enforcement action considers the intersection of puffing, faking it until you make it, and illegal conduct, SPACs, and due diligence, how Nikola could change the SEC approach to SPACs.
Finally, is the shadow of Elizabeth Holmes hanging over the Nikola enforcement action? Find it out in today's FCPA Compliance Report episode in Compliance Podcast Network. See less -
