In this issue:
- Capital and Prudential Regulation
- Credit Ratings
- Financial Services
- Excerpt from Derivatives:
US Commodity Futures Trading Commission and Australian Authorities Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Clearing Organizations -
On 5 June 2014, the US Commodity Futures Trading Commission (“CFTC”) announced that the CFTC and the Reserve Bank of Australia and Australian Securities and Investments Commission (“Australian Authorities”) have entered into a Memorandum of Understanding (“MOU”) regarding cooperation and the exchange of information in the supervision and oversight of clearing organizations that operate on a cross-border basis in the United States and in Australia.
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Topics: Australia, Banks, Capital Markets, CCMR, CFTC, Compliance, Credit Ratings, Cross-Border, Derivatives, EMIR, Enforcement, ESMA, EU, FDIC, Financial Regulatory Reform, Foreign Banks, Investment Funds, Leverage Capital Ratio, Memorandum of Understanding, Prudential Regulation Authority, Remuneration
Published In: General Business Updates, Finance & Banking Updates, International Trade Updates, Securities Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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