The SEC recently made public its first whistleblower award under Dodd-Frank. This video give 6 lessons which can be learned from this award. You should incorporate these points into your compliance regime.
Topics: Compliance, Dodd-Frank, SEC, Whistleblowers
Published In: International Law & Trade Updates, Mergers & Acquisitions Updates, Securities Law Updates, Commercial Law & Contracts Updates, Finance & Banking Updates
DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
© Thomas Fox | Attorney Advertising
Release of new book on the 'Best Practices Under the FCPA and Bribery Act"
Lessons Learned from the Parker Drilling DPA and Ralph Lauren NPA
Lessons Learned from the BizJet Executives FCPA Enforcement Actions
Transaction Monitoring Under the FCPA
The Eli Lilly FCPA Enforcement Action-Lessons Learned
Opinion Release 12-02-Travel for Foreign Governmental Officials Under the FCPA
Opinion Release 12-01-Is a Royal Family Member a Foreign Official under the FCPA
Authenticity in your Compliance Program
Requirements for Travel for Governmental Officials Under the FCPA
NYU Paper on FCPA Enforcement
5 Essential Elements of a Best Practices Compliance Program
Esquenazi Five Factor Test for a State Owned Enterprise under the FCPA
Standard Chartered and the Release of Attorney Client Privileged Information
The Pfizer DPA Enhanced Compliance Obligations-the New Normal?
Supply Chain Compliance
Anti-Money Laundering for Non-Banking Entities
Halliburton Settlement of FCPA based Shareholder Derivative Action
Top FCPA Enforcement Actions from the First Half of 2012
Edelman 5 Step Process for Evaluation of Third Parties
JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...
Learn More or Schedule a demo
