Game Changer: New SEC Whistleblower Rules Take Effect (Presentation)

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Winthrop & Weinstine, P.A. Contact

In This Presentation:

DODD-FRANK WHISTLEBLOWER LAWS; WHISTLEBLOWER BOUNTY PROVISIONS; ELEMENTS FOR RECEIVING A BOUNTY; WHO MAY BE A WHISTLEBLOWER?; POTENTIAL IMPACT; IMPACT ON INTERNAL COMPLIANCE; EXAMPLE: FOREIGN CORRUPT PRACTICES ACT; ANTI-RETALIATION PROVISIONS; ANTI -RETALIATION PROVISIONS: A PRIMER; SARBANES-OXLEY VS. DODD-FRANK ANTI-RETALIATION PROTECTIONS; EXAMPLE: ANTI-RETALIATION PROVISIONS; and PRACTICAL SUGGESTIONS.

Please see full presentation below for more information.


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Published In: Administrative Law Updates, Criminal Law Updates, International Law & Trade Updates, Labor & Employment Law Updates, Securities Law Updates

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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