Game Changer: New SEC Whistleblower Rules Take Effect (Presentation)

more+
less-

In This Presentation:

DODD-FRANK WHISTLEBLOWER LAWS; WHISTLEBLOWER BOUNTY PROVISIONS; ELEMENTS FOR RECEIVING A BOUNTY; WHO MAY BE A WHISTLEBLOWER?; POTENTIAL IMPACT; IMPACT ON INTERNAL COMPLIANCE; EXAMPLE: FOREIGN CORRUPT PRACTICES ACT; ANTI-RETALIATION PROVISIONS; ANTI -RETALIATION PROVISIONS: A PRIMER; SARBANES-OXLEY VS. DODD-FRANK ANTI-RETALIATION PROTECTIONS; EXAMPLE: ANTI-RETALIATION PROVISIONS; and PRACTICAL SUGGESTIONS.

Please see full presentation below for more information.

LOADING PDF: If there are any problems, click here to download the file.