Lead Director Network: Viewpoints: A dialogue with Keith Higgins, Director of the SEC’s Division of Corporation Finance

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On July 16, 2014, as part of a joint meeting between the Lead Director Network (LDN) and the Compensation Committee Leadership Network (CCLN), members of both networks met with Keith Higgins, director of the Division of Corporation Finance (Corp Fin) at the Securities and Exchange Commission (SEC). For further information about the LDN, see “About this document,” on page 7. For a list of participants, see the appendix on page 8.

Mr. Higgins and the members of the two networks discussed the role of Corp Fin, its priorities, and the implications of those priorities for public companies. This ViewPoints provides details on the following topics:

- The SEC’s disclosure effectiveness project and methods for enhancing the quality of disclosure documents (page 1)

- The status of the SEC’s efforts to complete the rulemaking mandated by the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (page 4)

- Perspectives on proxy advisory firm conflicts and accountabilities (page 5)

- Suggestions to improve corporate governance at public companies (page 6)

Please see full publication below for more information.

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Topics:  Compliance, Corporate Governance, Disclosure Requirements, Dodd-Frank, SEC

Published In: General Business Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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