- Discussion / Recap of NYDFS actions

- Discussion of risks that financial institutions face that focus solely on the federal AML issues

- What can financial institutions do to proactively avoid these circumstances

- How to mitigate some of the potential penalties levied by state and federal agencies

This webinar features an animated conversation between Pepper partner Timothy R. McTaggart and Jonathan Winer, a senior director with APCO Worldwide. Mr. McTaggart is the former Delaware state bank commissioner and Mr. Winer is the former U.S. deputy assistant secretary of state for international law enforcement and former chief counsel and principal legislative assistant to U.S. Senator John F. Kerry.

The webinar recaps the recent actions by the NYDFS, discuss the risks that financial institutions face that focus solely on the federal ramifications of anti-money laundering rules and discuss where to go from here in this new world of AML enforcement. The webinar will also discuss what financial institutions can do to proactively avoid these circumstances, and, if they are concerned about their situation, how to mitigate some of the potential penalties levied by state and federal agencies.