IN THE SPOTLIGHT -
- SEC Sanctions Unregistered EB-5 Investments Broker
SECURITIES -
- FINRA to Assess Member Firms’ Culture
- SEC Seeks Fund Responses to Distribution-In-Guise Guidance
- Veil Parted on SEC Whistleblower Award
- DOJ’s FCPA Pilot Program Keeps Heat on Individuals
- Pension Income Stream Products Worry FINRA
- SEC Committee Recommends Investor-Specific Mutual Fund Cost Disclosures
- Regulatory Musical Chairs for Money
- Supreme Court Declines to Review Constitutionality of SEC In-House Court
PROPERTY & CASUALTY -
- New York Appellate Court Finds “Electronic Data” Exclusion Applies to Data Breach
- Recent Florida Legislation Will Allow for Creation of Specialty Sinkhole Coverage Lines
HEALTH CARE -
- Facebook and HIPAA: Strange Bedfellows
- No More Surprises: Florida Ends Certain Medical Balance Billing
- Two-Midnight Rule Update
- Hospital/Physician Leases Compliance Checklist
CONSUMER FINANCE AND BANKING -
- CFPB Sanctions Law Firm and Debt Buyer For Failing to Review Account Documentation
- CFPB Continues Scrutiny of Payday Loans in Recent Report and Proposed Rule
- U.S. Department of Education Outlines Loan Relief Pathway for Certain Students
- FFIEC Issues New Cybersecurity and Data Privacy Guidelines for Mobile Banking
- Supreme Court’s Spokeo Decision Leaves Questions Unresolved
- CFPB Acts Against Lead Aggregator for Unfair and Abusive Practices
- CFPB’s Proposed Rule Banning Use of Pre-Dispute Arbitration Agreements to Block Consumer Class Actions Signals New Wave of Class Actions Against Industry
Please see full publication below for more information.