Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 6

In this issue of Structured Thoughts, we discuss:

..European Commission consultation on EU benchmark regulation

..FINRA: Suitability and sales practices remain an issue

..SEC charges Switzerland-based dealer for selling unregistered security-based swaps for bitcoins

..Regulators propose delay in initial margin phase-in for swaps with certain financial end users...

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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