Structured Thoughts - Volume 2, Issue 1 - January 2011

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In this issue: Suitability Update: Effective Date of New FINRA Rules; Proprietary Indices; When Is an Offering Completed And Why Does It Matter.

Please see full article publication for more information.

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Published In: Administrative Agency Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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