Structured Thoughts -- Volume 3, Issue 11, September 19, 2012


In This Issue:

Is Bigger Better? Or Do Good Things Come in Small Packages?; Proposed SEC Regulations Under the JOBS Act Increase Options for Private Structured Note Programs; “Is Our Children Learning?” Not about Financial Instruments; and “Plain English” Ends ProShares’ ETF Class Action.

Excerpt from Is Bigger Better? Or Do Good Things Come in Small Packages?

Over time, the suite of disclosure documents for securities offerings has grown longer and longer. Prospectuses, prospectus supplements and product supplements for structured notes are no exception.

Please see full issue below for more information.

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Published In: Administrative Agency Updates, Business Organization Updates, Business Torts Updates, Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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