After a two week absence, Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories which happened while we were off, including:
1. Retired U.S. Army colonel, Joseph Baptiste was caught in a FCPA sting.
2. Andy Spalding asks if the DOJ could make the Pilot Program even better?
3. New York banker Mahmoud See more +
After a two week absence, Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories which happened while we were off, including:
1. Retired U.S. Army colonel, Joseph Baptiste was caught in a FCPA sting.
2. Andy Spalding asks if the DOJ could make the Pilot Program even better?
3. New York banker Mahmoud Thiam jailed for seven years for laundering bribes from Chinese companies.
4. Wells Fargo’s woes grow even worse.
5. Mike Volkov has a two-part series on the intersection of anti-corruption compliance and anti-trust compliance.
6. Bill Steinman writes about why we fight graft and corruption in the FCPA Blog.
7. Compliance Week explores the pro and con arguments of SEC no admission settlements.
8. SFO wants great powers to fight money-laundering.
9. Not surprisingly, Uber is under investigation for possible FCPA violations.
10. Tom interviews Adam Turteltaub about the upcoming SCCE 2017 Compliance and Ethics Institute.
11. What are the compliance lessons from Hurricane Harvey?
12. Yet another Boston sports team caught cheating, as the Red Sox steal signs from the hated Yankees via an AppleWatch.
13. This month’s podcast series on One Month to a More Effective Compliance Program is in full production. In September, I am reviewing innovations for your compliance program. This week’s topics include how to set a strategic plan for innovation in your compliance program, Artificial Intelligence as a compliance advantage, how to find patterns in raked leaves and ComTech. Oversight Systems is this month’s sponsor.
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