Before we head to Boston for an event at AMI on Monday, Jay Rosen and myself are back in the saddle again to take a look at some of the top compliance stories from the past week.
1. Inside the Fall of Mossack Fonseca, reviewed by Dick Cassin.
2. Where will your next crisis come from? Today’s news or 10 years ago? Sam Rubenfeld reports on the reputational hit companies which helped separate See more +
Before we head to Boston for an event at AMI on Monday, Jay Rosen and myself are back in the saddle again to take a look at some of the top compliance stories from the past week.
1. Inside the Fall of Mossack Fonseca, reviewed by Dick Cassin.
2. Where will your next crisis come from? Today’s news or 10 years ago? Sam Rubenfeld reports on the reputational hit companies which helped separate children from their parents at the border. Ben DiPietro considers the trial in France of the fallout from a 10 year old corporate restructuring.
3. The OECD is looking at anti-corruption enforcement and finds it lacking in Germany and in trouble in Norway. Henry Cutter reports on Germany and Sam Rubenfeld on Norway, both in the WSJ Risk and Compliance Journal.
4. Brazil is a model for international enforcement, investigations and cooperation, believes Kees Thompson.
5. How do you classify your third parties? Mike Volkov explains it.
6. Auditors behaving badly. Tammy Whitehouse reports on a negative report from U.K. Financial Reporting Council. Francine McKenna, reports on the continuing KPMG story.
7. SEC Chief Jay Clayton talks corporate culture. Matt Kelly, finds it lacking.
8. How does Sherlock Holmes inform your compliance program? Tom explored in a 5-day series. Part I-Communication; Part II-Institutional Justice; Part III-Criminality; Part IV-Mentoring; and Part V-Imagination.
9. Support your local book sellers! River Oaks Bookstore, 3270 Westheimer, in Houston is now stocking The Complete Compliance Handbook. Tom will be on hand for a book signing on Thursday, June 28 from 5:30 to 7.
10. Tom’s new book The Complete Compliance Handbook remains a hot seller. It is available on Amazon.com.
11. Serving up some Breakfast and Compliance. Join Tom in Boston on June 25 at the offices of Affiliated Monitors to learn here about show the story of compliance is the story of innovation. Contact Jay for more details.
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