[Webinar] FINRA Expungement: The Differences Between Removing Employment Termination Disclosures and Removing Customer Complaints

March 16th, 2:00 pm - 3:00 pm EDT
UB Greensfelder LLP
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March 16th, 2022
2:00 PM - 3:00 PM EDT

Join Ulmer attorney Christopher D. Seps as he provides an update on FINRA’s current procedures and standards applicable to expungement of customer complaints and employment termination disclosures. He will also discuss practical and strategic decisions involved in both asserting and defending against these two types of expungement cases.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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