February 23rd, 2022
2:00 PM - 3:00 PM EST
Join Ulmer partner Howard M. Groedel as he discusses recent regulatory actions and what they portend for private funds and their advisors. Among other topics, Howard will address:
- The primary take-aways from SEC Chairman Gary Gensler’s remarks at the November 2021 Institutional Limited Partners Association Summit
- Proposed new SEC rules expanding the information required to be disclosed on Form PF
- The dimming prospects for a near-term “retailization” of private funds
- The January 27, 2022 Risk Alert from the SEC’s Division of Examination
- The recent NFA Interpretive Notice on Outsourcing Compliance-Related Functions
- The SEC’s focus on fees and expenses, use of MNPI, and big boy letters
- The new Advertising Rule