Big-Boy Letters

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WORD OF THE DAY® for Hedge Funds – Big Boy Letter [Video]

Latham & Watkins partner Chris Clark explains the Hedge Funds term Big Boy Letter, a letter sometimes entered into in connection with a secondary trade of securities where one party to the trade has more information about the...more

Big Boys Take Big Risks: Big Boy Letter Bars Investor State Law Fraud Claims

A recent federal appellate ruling in favor of Credit Suisse in a fraud action brought by Pharos Capital has strengthened the case for using so-called “Big Boy” letters. Pharos held that a well-drafted Big Boy letter made it...more

Structured Thoughts -- Volume 4, Issue 14 -- December 2, 2013

In This Issue: Launching an Exempt Structured Products Program in the United States: Issues for Non-U.S. Banks to Consider; “Big-Boy Letters” Revisited: Pharos Decision Upheld by the Sixth Circuit.; SEC Addresses...more

Structured Thoughts -- Volume 3, Issue 14 -- December 18, 2012

In This Issue: Dividend Adjustments on the Way; Federal Court Decision Supports Use of “Big-Boy Letters”; FINRA Updates Its Suitability Questions and Answers; FINRA Rule 5123 Excludes Some, But Not All, Options;...more

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