In This Issue:

- SEC Charges Municipal Bond Issuer with Securities Fraud for Misleading Statements on Issuer’s Website

- State v. Brown Affords Managers in the Mortgage Processing Industry a Cautionary Tale

- Second Highest Penalty in FCPA History Comes with a Caution from the Bench about the Limits of the Act’s Jurisdiction

- Novel Trademark Counterfeiting Count Nixed

- Health Care Fraud Conviction Stands Despite Vague Standards of Care

- Excerpt from SEC Charges Municipal Bond Issuer with Securities Fraud for Misleading Statements on Issuer’s Website:

For the first time, the Securities and Exchange Commission has charged a municipality with securities fraud for misleading statements made outside of the municipality’s securities disclosure documents.

Please see full publication below for more information.

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DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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