Al Sawyers

Al Sawyers

Orrick, Herrington & Sutcliffe LLP

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Derivatives in Review - December 2015

Prudential Regulators Approve Final Uncleared Margin Rules - In October, the prudential regulators approved a final version of the September 2014 re-proposed rule generally imposing initial and variation margin...more

12/21/2015 - Algorithmic Trading Banking Sector CFTC De Minimus Quantity Exemption Dodd-Frank Margin Requirements Non-Cleared Swaps

Credit Risk Retention – Joint Regulatory Re-Proposed Rules

On August 28, 2013, six federal agencies1 jointly re-proposed rules to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which was added...more

9/18/2013 - Dodd-Frank Financial Regulatory Reform Proposed Regulation Risk Retention Securities Exchange Act

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