On December 18, 2019, the SEC proposed amendments to its definition of “accredited investor” to add new categories of qualifying natural persons and entities able to participate in certain exempt offerings without specific...more
12/24/2019
/ Accredited Investors ,
Exemptions ,
Financial Regulatory Reform ,
Institutional Investors ,
Investment Opportunities ,
Natural Person Requirement ,
Offerings ,
Proposed Amendments ,
Regulatory Agenda ,
Regulatory Reform ,
Regulatory Requirements ,
Rulemaking Process ,
Rural Business Investment Companies (RBICs) ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Transactions
On July 10, 2013, the SEC substantially changed the rules for conducting unregistered offerings in reliance on Rule 506 of Regulation D by:
- Lifting the ban on general solicitation and advertising in offerings where...more