Each year, the NAVEX Hotline & Incident Management Benchmark report delivers a deep analysis of the world’s largest database of employee incident – whistleblowing – reports. Our annual report is the recognized industry...more
3/10/2023
/ Anti-Retaliation Provisions ,
Benchmarking ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Risk Management ,
Speak-up Cultures ,
Webinars ,
Whistleblower Hotlines ,
Whistleblower Protection Policies ,
Whistleblowers
The Navex 2022 Risk & Compliance Hotline & Incident Management Benchmark Report provides a fascinating look into what’s going on in compliance in general and how employees are using helplines specifically.
The 2021 report...more
On November 15th, the Securities and Exchange Commission (SEC) Office of the Whistleblower (OWB) released its 2021 Annual Report to Congress that reports staggering statistics for FY 2021 and should sound warning bells for...more
In an expected ruling, the Supreme Court held that Dodd-Frank’s anti-retaliation provision does not extend to an individual who has not reported a violation of the securities laws to the SEC. The court signaled this outcome...more
2/23/2018
/ Anti-Retaliation Provisions ,
Digital Realty Trust Inc v Somers ,
Dodd-Frank ,
Internal Reporting ,
Reporting Requirements ,
Retaliation ,
Sarbanes-Oxley ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Whistleblower Protection Policies ,
Whistleblowers
Every year it’s safe to assume that our list of Top 10 trends will include the latest developments pertaining to helplines, whistleblower reporting and retaliation, and this year is no exception. We begin by examining some...more
1/3/2017
/ Anti-Retaliation Provisions ,
Chief Compliance Officers ,
Compliance ,
Department of Justice (DOJ) ,
Employee Training ,
Ethics ,
Internal Investigations ,
Internal Reporting ,
Managers ,
Supervisors ,
Whistleblower Hotlines ,
Whistleblower Protection Policies ,
Whistleblowers ,
Yates Memorandum
Join professionals in ethics and compliance, human resources, legal, audit and training for the annual 2016 Ethics & Compliance Virtual Conference! Learn strategies to help you build a better governed, more risk-aware, and...more
10/17/2016
/ Anti-Corruption ,
Anti-Retaliation Provisions ,
Benchmarking ,
C-Suite Executives ,
CCO ,
Code of Conduct ,
Compliance ,
Corporate Culture ,
Department of Labor (DOL) ,
Equal Employment Opportunity Commission (EEOC) ,
Ethics ,
Foreign Corrupt Practices Act (FCPA) ,
Global Workforce ,
Internal Reporting ,
Pay Equity Laws ,
Popular ,
Retaliation ,
Third-Party Risk ,
Webinars ,
Whistleblowers ,
Workplace Investigations
While compliance professionals may not like what whistleblower plaintiff’s counsel have to say about ethics and compliance programs, their insights are invaluable for organizations who want to increase their program...more
On November 16, 2015, the U.S. Securities and Exchange Commission issued its 2015 Annual Report to Congress on the Dodd-Frank Whistleblower Program and, to no one’s surprise, the program is going strong awarding over $37M to...more