Charles Carey

Charles Carey

Mintz Levin

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SEC Proposes Expansive New Continuing Disclosure Requirements Regarding Private Debt and Other Financial Obligations

On March 15, 2017, the Securities and Exchange Commission (“Commission” or “SEC”) published in the Federal Register for comment proposed amendments to Rule 15c2-12 (the “Rule”) under the Securities Exchange Act of 1934...more

3/17/2017 - Disclosure Requirements EMMA MSRB Municipal Bonds Municipal Securities Issuers Proposed Amendments Public Finance SEC Securities Exchange Act

New Swap Business Conduct and Record-Keeping Regulations Kick in for Municipal Bond Issuers and Borrowers

Beginning May 1, 2013, many new business conduct regulations adopted by the Commodity Futures Trading Commission (“CFTC”) pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) will begin to...more

4/18/2013 - Borrowers CFTC Dodd-Frank End-Users ISDA Municipal Bonds Recordkeeping Requirements Swap Dealers Swaps

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