Gregory Nowak

Gregory Nowak

Pepper Hamilton LLP

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The Impact Of Rule 506(c) On Private Funds And Their Managers Who Are Legally Avoiding Full Registration As Commodity Pool...

The Jumpstart Our Business Startups Act (JOBS Act) directed the U.S. Securities and Exchange Commission (SEC) to eliminate the prohibition against general solicitation or general advertising in any offering of securities...more

9/5/2013 - CFTC Commodities Exchange Act Commodity Pool Fund Managers General Solicitation JOBS Act Private Equity Funds Private Funds Rule 506 Offerings SEC

SEC And European Securities Regulators Enter Into Cooperation Agreements To Share Information Regarding Fund Managers

On July 18, 2013, the Securities and Exchange Commission (SEC) entered into a memorandum of understanding (MOU) with various member states of the European Union (EU) and European Economic Area (EEA) formalizing an agreement...more

7/30/2013 - Asset Management Fund Managers Information Sharing Private Funds SEC

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