Gregory Nowak

Gregory Nowak

Pepper Hamilton LLP

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CFTC Grants Exemptive Relief to Private Fund Managers: General Solicitation Conditionally Permitted

The JOBS Act and the regulations thereunder (which went effective on September 23, 2013) applies to private issuers – including hedge funds and private equity funds – that want to make general solicitations within the context...more

9/18/2014 - CFTC Fund Managers General Solicitation JOBS Act Private Equity Private Funds Rule 506 Offerings

The Impact Of Rule 506(c) On Private Funds And Their Managers Who Are Legally Avoiding Full Registration As Commodity Pool...

The Jumpstart Our Business Startups Act (JOBS Act) directed the U.S. Securities and Exchange Commission (SEC) to eliminate the prohibition against general solicitation or general advertising in any offering of securities...more

9/5/2013 - CFTC Commodities Exchange Act Commodity Pool Fund Managers General Solicitation JOBS Act Private Equity Funds Private Funds Rule 506 Offerings SEC

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