Gus Black

Gus Black

Dechert LLP

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FCA Publishes Final Rules and Guidance to Implement AIFM Directive

The UK Financial Conduct Authority (FCA) published its Policy Statement 13/5 on 28 June 2013, containing its (substantially) final rules and guidance to implement the Alternative Investment Fund Managers Directive...more

7/1/2013 - AIFM AIFMD Alternative Investment Funds ESMA False Claims Act Investors

AIFMD: Impact on US Investment Advisers

In This Issue: - Introduction - Overview: Four key ways that US investment advisers are affected by AIFMD - Marketing funds in the EEA - Managing EEA domiciled funds - Sub-adviser to an EEA manager...more

6/24/2013 - AIFM AIFMD Disclosure Requirements EEA EU Investment Adviser Registration Sub-advisers

AIFMD: Impact on US Investment Advisers - June 2013: Marketing Q&A

What if co-operation arrangements are not in place in time? We expect that most will be. However, without a co-operation arrangement in place between all relevant regulatory authorities, the manager will need...more

6/21/2013 - AIFM AIFMD EEA Investment Adviser Investors Marketing

AIFMD: Impact on US Investment Advisers - June 2013: Delegating to an EEA based sub-adviser

In cases where a US investment adviser appoints an EEA sub-adviser, the parties concerned will need to analyse which entity will be the AIFM. Whether such arrangements relate to group entities or third parties, the parties...more

6/18/2013 - AIFM AIFMD Alternative Investment Funds EEA EU Investment Adviser Risk Management Sub-advisers

AIFMD: Impact on US Investment Advisers - June 2013: Sub-adviser to an EEA manager

AIFMD will affect the operations of US investment advisers which undertake investment management functions and certain other so-called collective management functions in respect of the portfolios of EEA or non-EEA AIF under...more

6/17/2013 - AIFM AIFMD Compliance EEA Investment Adviser Remuneration Sub-advisers Written Agreements

AIFMD: Impact on US Investment Advisers - June 2013: Managing EEA domiciled funds

There has been some uncertainty as to the terms on which non-EEA managers (including US investment advisers) will be able to continue to directly manage the portfolios of EEA domiciled AIFs (e.g. Irish or Luxembourg domiciled...more

6/14/2013 - AIFM AIFMD Alternative Investment Funds EEA EU Investment Adviser

AIFMD: Impact on US Investment Advisers - June 2013: Overview: Four key ways that US investment advisers are affected by AIFMD

AIFMD starts to take effect from 22 July 2013, subject to certain transitional arrangements. In broad terms, it will affect US investment advisers engaged in the following activities....more

6/12/2013 - AIFM AIFMD EEA Investment Adviser Marketing

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