Issa Hanna

Eversheds Sutherland (US) LLP

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SEC proposes sweeping revisions to Advisers Act Custody Rule

On February 15, 2022 the US Securities and Exchange Commission (SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the Investment Advisers Act of 1940 (Advisers Act), which would be redesignated as Rule...more

3/10/2023 / Custody Rule , Form ADV , Investment Adviser , Investment Advisers Act of 1940 , Proposed Amendments , Proposed Rules , Recordkeeping Requirements , Securities and Exchange Commission (SEC)

Videocast: Asset management regulation in 2020 videocast series – The ADV season [Video]

Form ADV update season is now upon us, and as many investment advisers work toward the quickly approaching filing deadline, they will also have to grapple with a regulatory environment that is putting even more pressure on...more

2/6/2020 / Asset Management , Conflicts of Interest , Disclosure Requirements , Duty of Care , Form ADV , Form CRS , Investment Adviser , SEC Examination Priorities , Securities and Exchange Commission (SEC)

SEC Adopts Changes to Form ADV and Books and Records Rules

On August 25, the Securities and Exchange Commission (the SEC) adopted amendments to Form ADV Part 1 that will require SEC-registered investment advisers to provide a significant amount of new information. The SEC adopted...more

9/20/2016 / Amended Regulation , Form ADV , Investment Adviser , Reporting Requirements , Securities and Exchange Commission (SEC) , Separately Managed Accounts (SMA)

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