Jeffrey D. Collins

Jeffrey D. Collins

Foley Hoag LLP

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Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool...

Investment Advisers - Annual Compliance Reviews: All investment advisers registered with the Securities and Exchange Commission (“SEC”) or The Commonwealth of Massachusetts are required to review their...more

1/23/2016 - AIFMD CFTC Commodities Confidentiality Agreements CPOs EU FATCA Financial Statements FINRA Form ADV Form PF Hedge Funds NFA Pay-To-Play Popular Privacy Policy Registered Investment Advisors SEC Swaps

Important Deadlines and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity...

Investment Advisers - Annual Compliance Reviews: All investment advisers registered with the Securities and Exchange Commission (“SEC”) are required to review their compliance policies and procedures at least...more

1/19/2015 - CPOs Filing Requirements Financial Statements Form ADV Form PF Investment Adviser SEC

Reminder: Form ADV Annual Amendment Due April 1

As a reminder, all SEC-registered advisers, state-registered advisers, SEC-exempt reporting advisers and state-exempt reporting advisers with a fiscal year ending December 31, 2012 must update and file their Form ADV by April...more

3/22/2013 - Form ADV SEC

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