US DEVELOPMENTS -
SEC and NYSE/Nasdaq Developments -
SEC Proposes Changes to Accredited Investor Definition to Broaden Access to Investments -
In December 2019, the Securities and Exchange Commission (SEC)...more
2/8/2020
/ Acquisitions ,
Antitrust Provisions ,
Capital Markets ,
Corporate Governance ,
Department of Justice (DOJ) ,
European Securities and Markets Authority (ESMA) ,
Foreign Corrupt Practices Act (FCPA) ,
Latin America ,
Mergers ,
Proxy Voting Guidelines ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC)
Below is a summary of the main developments in US and EU corporate governance and securities law and certain financial markets regulation developments since our last update in April 2019.
...more
9/23/2019
/ Acquisitions ,
Capital Markets ,
Corporate Governance ,
Enforcement Actions ,
EU ,
Financial Institutions ,
Italy ,
Mergers ,
NYSE ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
UK
In this newsletter, we provide a snapshot of the principal US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
...more
10/19/2015
/ AIM ,
Capital Markets ,
Corporate Governance ,
Department of Justice (DOJ) ,
Digital Single Market ,
Enforcement Actions ,
EU ,
Executive Compensation ,
Financial Conduct Authority (FCA) ,
Israel ,
Limited Partnerships ,
London Stock Exchange ,
Market Manipulation ,
MiFID II ,
Nasdaq ,
NYSE ,
Private Equity ,
Regulation Technical Standards (RTS) ,
Securities and Exchange Commission (SEC) ,
Shareholder Rights ,
Transparency ,
UK
In this issue:
- SEC Developments
- Noteworthy US Securities Law Litigation
- Recent SEC/DOJ Enforcement Matters
- Executive Compensation & Employee Benefits Developments
- Adoption of...more
In this issue:
- Adoption of Action Plan on Company Law and Corporate Governance
- European Commission Green Paper: Building a Capital Markets Union
- European Commission Publishes Consultation Paper on...more
4/21/2015
/ Capital Markets ,
Corporate Governance ,
Department of Justice (DOJ) ,
Diversity ,
Enforcement Actions ,
EU ,
European Commission ,
Germany ,
Prospectus ,
Securities and Exchange Commission (SEC) ,
Small Business ,
Stock Corporations
In this issue:
- EU Developments
- German Developments
- UK Developments
- Us Developments
- Excerpt from EU Developments -
European Commission Proposes to Introduce Shareholder "Say...more
4/11/2014
/ Anti-Corruption ,
Audits ,
Capital Markets ,
Chadbourne & Parke LLP v Troice ,
Conflict Mineral Rules ,
Corporate Governance ,
Corporate Sales Transactions ,
Cybersecurity ,
DaimlerAG ,
Department of Justice (DOJ) ,
Diversity ,
Employee Benefits ,
Financing ,
Foreign Corrupt Practices Act (FCPA) ,
Halliburton ,
Information Technology ,
Institutional Shareholder Services (ISS) ,
Iran Sanctions ,
Limited Liability Company (LLC) ,
Office of Foreign Assets Control (OFAC) ,
Prospectus ,
Proxies ,
Public Disclosure ,
Say-on-Pay ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Shareholders ,
Ukraine ,
WKSIs