Karl Paulson Egbert

Karl Paulson Egbert

Dechert LLP

Contact
View Bio
RSS

Latest Posts › Investment Advisers Act of 1940

Share:

SEC Division of Investment Management Provides Guidance Regarding the Custody Rule and Privately Offered Securities

The Division of Investment Management (Division) of the U.S. Securities and Exchange Commission (SEC) recently posted an IM Guidance Update that expands the applicability of an exception from the Custody Rule (as defined...more

8/28/2013  /  Custody Rule , GAAP , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Investment Management , Pooled Investment Vehicles , Private Offerings , Securities and Exchange Commission (SEC)
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide