Karl Paulson Egbert

Karl Paulson Egbert

Dechert LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Financial Services Quarterly Report - Fourth Quarter 2013: Widening Distribution Channels for Mutual Funds in China

Prior to 2013, the door to the People’s Republic of China’s domestic mutual fund market was closed to outsiders. Foreign fund managers had only one choice: to team up with local Chinese managers in joint ventures, controlled...more

12/23/2013 - China Foreign Banks Foreign Investment Fund Managers Mutual Funds

Financial Services Quarterly Report - Third Quarter 2013: The Long Arm of U.S. OTC Derivatives Reform and Non-U.S. Fund Managers

Dodd-Frank upended the status quo of the global OTC derivatives markets, imposing a host of clearing, margin and other requirements on market participants. But as these reforms began to take effect in the United States in the...more

10/4/2013 - CFTC Derivatives Dodd-Frank Fund Managers Jurisdiction OTC SEC Swaps

Financial Services Quarterly Report - Third Quarter 2013: A New Private Funds Regulatory Framework for the PRC

For years, the Chinese private fund industry has operated in regulatory limbo, but a recent series of legislative and regulatory actions should provide greater certainty and help create a more favorable environment for the...more

10/2/2013 - China Contract Drafting Filing Requirements Financial Regulatory Reform Fund Managers Hedge Funds Investors Marketing Private Funds

SEC Division of Investment Management Provides Guidance Regarding the Custody Rule and Privately Offered Securities

The Division of Investment Management (Division) of the U.S. Securities and Exchange Commission (SEC) recently posted an IM Guidance Update that expands the applicability of an exception from the Custody Rule (as defined...more

8/28/2013 - Custody Rule GAAP Investment Advisers Act of 1940 Investment Company Act of 1940 Investment Management Pooled Investment Vehicles Private Offerings SEC

Financial Services Quarterly Report - First Quarter 2013: FATCA: Next Steps for Asset Managers

The U.S. Department of the Treasury (“Treasury”) and the U.S. Internal Revenue Service (“IRS”) released final regulations (“Regulations”) on January 17, 2013 implementing the Foreign Account Tax Compliance Act (“FATCA”).1...more

3/27/2013 - Asset Management Due Diligence FATCA FFI Intergovernmental Agreements IRS U.S. Treasury Withholding Requirements

5 Results
|
View per page
Page: of 1