Kathryn Trkla

Kathryn Trkla

Foley & Lardner LLP

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Important Regulatory Developments for Proprietary Trading Firms and Broker-Dealers Using Algorithmic Trading Strategies

On March 25, 2015, the U.S. Securities and Exchange Commission (SEC) voted unanimously to issue a proposed rule amendment that would significantly narrow the existing exemption that permits many proprietary-trading...more

4/2/2015 - Algorithmic Trading Broker-Dealer FINRA High Frequency Trading Proposed Amendments Registration Requirement SEC Securities Exchange Act

Imminent Dodd-Frank Compliance Issues for Users of Swaps and Derivatives

Implementation of the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) affecting users of swaps and derivatives has been moving forward. Numerous rules of the Commodity Futures...more

2/22/2013 - CFTC Commodities Derivatives Dodd-Frank FX Swaps Risk Management Swaps

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