This Annual Review (“Review”) was prepared by the Subcommittee on Annual Review of the Committee on Federal Regulation of Securities of the ABA Business Law Section. The Review covers significant developments in federal...more
7/3/2015
/ Accounting Controls ,
Amended Regulation ,
American Bar Association (ABA) ,
Conflicts of Interest ,
Corporate Issuers ,
Disclosure Requirements ,
Internal Controls ,
Privately Held Corporations ,
Publicly-Traded Companies ,
Regulatory Standards ,
Risk Retention ,
Securities ,
Securities and Exchange Commission (SEC)
In February 2014, the Securities and Exchange Commission (SEC) once again re-opened the comment period with respect to proposed revisions to Regulation AB relating to the disclosure of asset-level data after receiving many...more
6/2/2014
/ ABS ,
Business Assets ,
Disclosure ,
Disclosure Requirements ,
Dodd-Frank ,
EDGAR ,
Investors ,
Privacy Laws ,
Proposed Amendments ,
Public Comment ,
Public Offerings ,
Regulation AB ,
Securities and Exchange Commission (SEC) ,
Securitization ,
Securitization Vehicles