Ki Hong

Ki Hong

Skadden, Arps, Slate, Meagher & Flom LLP

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"SEC Extends Comment Period on Proposed Rule G-42, MSRB Files Partial Amendment"

On August 6, 2015, the Securities and Exchange Commission (“SEC”) filed an Order instituting proceedings intended to determine whether to approve or disapprove Proposed Municipal Securities Rulemaking Board (“MSRB”) Rule G-42...more

8/20/2015 - Conflicts of Interest Disclosure Requirements MSRB Municipal Advisers Rule G-42 Rule G-8 SEC

"First Semiannual Report Under New Maryland Pay-to-Play Law Due August 31, 2015"

This month, many companies that had not previously been required to file Maryland pay-to-play reports will be required to file with the Maryland State Board of Elections for the first time. Maryland’s pay-to-play reporting...more

8/18/2015 - Disclosure Requirements Federal Contractors Filing Deadlines Pay-To-Play Political Contributions Reporting Requirements

"DC Circuit Unanimously Upholds Federal Contractor Contribution Ban"

On July 7, 2015, the federal circuit court for the District of Columbia sitting en banc issued a unanimous opinion upholding the federal contractor contribution ban against a constitutional challenge in the long-running case...more

7/15/2015 - Affiliates Anti-Corruption Equal Protection Federal Contractors Federal Election Commission Fifth Amendment First Amendment Free Speech Parent Corporation Pay-To-Play Political Contributions SuperPACs

"Update on Compliance Date of SEC Rule 206(4)-5's Placement Agent Provision"

On June 25, 2015, the Securities and Exchange Commission (SEC) issued Release No. IA-4129 setting July 31, 2015, as the compliance date for SEC Rule 206(4)-5's placement agent restrictions on using third-party and affiliated...more

6/30/2015 - FINRA Investment Adviser MSRB New Regulations SEC

"Department of Justice Secures Sentence in First Super PAC Coordination Case"

The Department of Justice recently concluded its first criminal prosecution of coordination between an independent-expenditure-only committee (super PAC) and a campaign committee. On June 12, 2015, the U.S. District Court for...more

6/23/2015 - Campaign Contributions Campaign Finance Reform Criminal Prosecution DOJ FBI FEC Federal Contractors Federal Election Commission Misappropriation Political Contributions SuperPACs

"Virginia Enacts Stricter Gift Provisions, Expands Lobbying and Pay-to-Play Laws"

On May 1, 2015, Virginia Gov. Terry McAuliffe signed Senate Bill No. 1424 (the Bill). The Bill tightens restrictions on gifts, expands Virginia’s lobby law to cover attempts to obtain public contracts and adds a new...more

5/18/2015 - Corporate Gifts Lobbying Pay-To-Play Public Contracts

"Restrictions on Contributions to Convention and Host Committees"

As the 2016 presidential election nears, fundraising efforts surrounding the presidential nominating conventions are beginning to intensify. Each convention is supported by both a convention committee, established by the...more

5/14/2015 - Campaign Contributions Campaign Finance Reform Corporate Contributions Presidential Elections

"MSRB Announces Publication of Proposed Rule G-42 in Federal Register"

On May 11, 2015, the Municipal Securities Rulemaking Board (MSRB) announced that Proposed Rule G-42 (standards of conduct for nonsolicitor municipal advisors), with conforming changes to Rule G-8 (books and records), was...more

5/12/2015 - Books & Records MSRB Rule G-42 SEC

"MSRB Submits Content Outline for Municipal Advisor Representative Qualification Examination to SEC; Pilot Exam to Be Held in Fall...

The Municipal Securities Rulemaking Board (MSRB) recently filed the content outline for the Municipal Advisor Representative Qualification Examination (Series 50) with the Securities and Exchange Commission (SEC). Our March...more

5/4/2015 - Examination Procedures MSRB Municipal Advisers SEC

"MSRB’s Rule G-42 Submitted to SEC for Approval; Rule G-44 Now in Effect"

This alert is to inform you that the Municipal Securities Rulemaking Board (MSRB) recently submitted Proposed Rule G-42 (standards of conduct for nonsolicitor municipal advisors) to the Securities and Exchange Commission...more

4/24/2015 - Disclosure MSRB Municipal Advisers Prohibited Transactions Rule G-42 SEC

"Maryland Making Additional Changes to Pay-to-Play Law"

Maryland's pay-to-play reporting law is set to undergo another round of changes later this year. The legislature has passed and the governor is expected to sign a bill that makes further changes to the regime that took effect...more

4/23/2015 - Pay-To-Play Political Contributions Reporting Requirements State Contracts

"Maryland Considering Pay-to-Play Cleanup Bill"

As detailed in our previous mailing, the changes to Maryland's pay-to-play reporting law that took effect in January have caused confusion and created significant challenges for companies doing business with Maryland state...more

3/20/2015 - Board of Elections Disclosure Requirements Pay-To-Play Political Contributions Public Contracts State and Local Government

"SEC Approves MSRB’s Professional Qualification Requirements for Municipal Advisors; Status Update of Other Municipal Advisor...

Municipal Advisor Professional Qualification Requirements and Exam - On March 2, 2015, the Municipal Securities Rulemaking Board (MSRB) announced that the Securities and Exchange Commission (SEC) approved the MSRB’s...more

3/11/2015 - MSRB Municipal Advisers Rulemaking Process SEC

"Reminder: New Jersey Pay-to-Play Form BE Due on March 30, 2015"

This memorandum is to remind you that the annual filing for state and local contractors required under New Jersey Chapter 271 (Form BE) is due March 30, 2015. In particular, as we have described in previous client alerts,...more

3/10/2015 - Annual Filings Corporate Contributions Form BE-10 Pay-To-Play State and Local Government State Contractors

"MSRB Issues Status Update on Draft Rule G-42"

Earlier this week, the Municipal Securities Rulemaking Board (MSRB) released an update on the status of Draft Rule G-42, which outlines the duties of non-solicitor municipal advisors. The MSRB indicated that it has further...more

2/11/2015 - MSRB Municipal Advisers Public Comment Rulemaking Process SEC

"Significant Changes to Oklahoma's Campaign Finance, Lobbying and Gift Laws"

Significant changes to Oklahoma's campaign finance, lobbying and gift laws and rules recently went into effect. Below, please find a summary of these changes....more

2/10/2015 - Campaign Contributions Campaign Finance Reform Lobbying Political Campaigns

"New Federal Campaign Contribution Limits"

This chart reflects the new federal campaign contribution limits. Pursuant to the Bipartisan Campaign Reform Act of 2002, every two years (the beginning of each new election cycle) the Federal Election Commission (FEC)...more

2/9/2015

"Disclosure of Political Contributions in Maryland, New Jersey, Pennsylvania and Rhode Island"

The following describes the reporting requirements under Maryland, New Jersey, Pennsylvania and Rhode Island laws, which require certain corporate entities to file reports regarding their business relationships with state...more

1/23/2015 - Annual Reports PACs Pay-To-Play Political Contributions Reporting Requirements

"Increased Scrutiny for Government Contracts Under New Maryland Pay-to-Play Law"

Amendments to Maryland's pay-to-play law taking effect January 1, 2015, will impose burdensome contract reporting requirements for many companies. Although Maryland has had a pay-to-play law on the books for years, these...more

12/2/2014 - Campaign Finance Reform Federal Contractors Pay-To-Play Reporting Requirements Strategic Enforcement Plan

"MSRB Proposes Amendments Establishing Municipal Advisor Professional and Supervisory Qualification Requirements"

On November 19, 2014, the Municipal Securities Rulemaking Board (MSRB) announced that it submitted for approval by the Securities and Exchange Commission (SEC) proposed amendments to MSRB Rule G-3 to establish professional...more

11/26/2014 - MSRB Municipal Advisers Municipal Bonds Proposed Amendments SEC

"Arkansas Bans Corporate Contributions to Candidates and Prohibits Gifts From Lobbyists"

On November 4, 2014, Arkansas voters passed a constitutional amendment extending term limits for state legislators and tightening ethics laws. The amendment prohibits candidates from accepting corporate contributions,...more

11/11/2014 - Campaign Finance Reform Corporate Contributions Lobbyists Political Campaigns Political Contributions

"Post-Election Issues (Inaugurations, Transitions and Special Elections)"

Now that the 2014 mid-term elections are over, we must contend with special legal issues that arise from contributions to federal, state, or local inaugural or transition committees, paying for inaugural events and...more

11/11/2014 - Campaign Finance Reform CFTC Compliance Election Results PACs Pay-To-Play

"MSRB Releases Draft Amendments to Rule G-20 on Gifts, Gratuities and Noncash Compensation, Requests Comments"

On October 23, 2014, the Municipal Securities Rulemaking Board (MSRB) released Notice 2014-18 (the Notice), containing draft amendments to Rule G-20, with conforming changes to MSRB Rules G-8 and G-9 (required records and...more

11/6/2014 - Broker-Dealer Compensation & Benefits MSRB Municipal Advisers Municipal Securities Issuers

"SEC Approves MSRB's First Dedicated Rule for Municipal Advisors"

On October 23, 2014, the Securities and Exchange Commission (SEC) approved Municipal Securities Rulemaking Board (MSRB) Proposed Rule G-44, the MSRB's first dedicated rule for municipal advisors, with conforming changes to...more

11/5/2014 - Compliance MSRB Municipal Advisers Municipal Bonds SEC

"District Court Dismisses State Parties’ Challenge to SEC Rule 206(4)-5"

On September 30, 2014, Judge Beryl A. Howell of the U.S. District Court for the District of Columbia dismissed a challenge to the Securities and Exchange Commission's (SEC) Rule 206(4)-5 (Rule) for lack of subject matter...more

10/15/2014 - Appeals Investment Advisers Act of 1940 SEC Subject Matter Jurisdiction

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