The SEC announced last week that an investment adviser had agreed to settle charges that it failed to take required steps to protect against and respond effectively to a cybersecurity breach. The action comes on the heels of...more
9/29/2015
/ Best Practices ,
Board of Directors ,
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Compliance ,
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Cyber Attacks ,
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Cyber Incident Reporting ,
Cyber Insurance ,
Cybersecurity ,
Data Breach ,
Data Loss Prevention ,
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Department of Health and Human Services (HHS) ,
Department of Justice (DOJ) ,
Disclosure Requirements ,
Due Diligence ,
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Financial Institutions ,
Hackers ,
Incident Response Plans ,
Investment Adviser ,
OCR ,
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Regulation S-P ,
Risk Alert ,
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Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Third-Party Service Provider
In a recent speech, SEC Chair Mary Jo White put directors of public companies on notice of their responsibility as “essential” and “important” gatekeepers upon whom their investors and the SEC rely. Chair White described...more