Luis Mejia

Luis Mejia

Perkins Coie

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2015 SEC Speaks Conference: SEC to Balance Broad Enforcement Agenda and Initiatives with Focus on Core Mission

The U.S. Securities and Exchange Commission (SEC) touted an expansive regulatory agenda at this year’s “SEC Speaks” conference, held February 20-21, 2015, in Washington, D.C. At this year’s Speaks, SEC representatives...more

2/24/2015 - Market Participants Regulatory Agenda SEC Strategic Enforcement Plan

Directors Beware – The SEC’s High Expectations for Gatekeepers

In a recent speech, SEC Chair Mary Jo White put directors of public companies on notice of their responsibility as “essential” and “important” gatekeepers upon whom their investors and the SEC rely. Chair White described...more

7/15/2014 - Board of Directors Chief Compliance Officers Corporate Governance Directors Investors SEC Securities Act of 1933 Securities Exchange Act

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