Martin Lybecker

Martin Lybecker

Perkins Coie

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Family Offices Exempt From Registration as Commodity Trading Advisors

Family offices have existed for over a century and have been formed to implement very important, complex objectives, including investment management, corporate succession, estate, gift, and income tax planning, and charitable...more

12/1/2014 - CFTC Commodity Broker CPOs CTA Dodd-Frank Family Businesses Investment Adviser

DID YOU KNOW? SEC Allows Family Offices to Include Members of an Extended Family

Family offices have existed for over a century and have been formed to implement very important and complex objectives, including investment management, corporate succession, estate, gift and income tax planning, and...more

7/10/2014 - Dodd-Frank Family Offices Investment Adviser Investment Advisers Act of 1940 SEC

SEC Relief For "M&A Brokers:" Not Required To Register As Broker-Dealers

The Chief Counsel of the SEC’s Division of Trading and Markets recently issued an important no-enforcement letter regarding the status of a person engaged in effecting transactions in connection with the transfer of ownership...more

2/19/2014 - Broker-Dealer Brokers Finders Gramm-Leach-Blilely Act Investment Adviser Investment Advisers Act of 1940 No-Action Letters Privately Held Corporations SEC Securities Exchange Act Transaction-Based Compensation

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