On August 26, 2020, the Securities and Exchange Commission adopted sweeping changes to the disclosures regarding the description of business, legal proceedings and risk factors that reporting companies are required to provide...more
On August 8, 2019, the Securities and Exchange Commission proposed sweeping changes to the disclosures regarding the description of business, legal proceedings and risk factors that reporting companies are required to provide...more
8/19/2019
/ Business Development ,
Corporate Governance ,
Disclosure Requirements ,
Fixing America’s Surface Transportation Act (FAST Act) ,
Incorporation by Reference ,
Modernization ,
Proposed Amendments ,
Proposed Rules ,
Regulation S-K ,
Risk Factors ,
Securities and Exchange Commission (SEC)
Private equity sponsors have typically exited their investments through a sale or public offering. While sales to a strategic or another private equity sponsor predominate, public offerings still represent an attractive...more
7/17/2019
/ BlackRock ,
C&DIs ,
Diversity ,
EU ,
Glass Lewis ,
Global Market ,
Institutional Investors ,
Institutional Shareholder Services (ISS) ,
Mandated Diversity Requirements ,
New Legislation ,
Popular ,
Private Equity ,
Proxy Advisory Firms ,
Proxy Voting Guidelines ,
Publicly-Traded Companies ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
State Legislatures ,
Vanguard ,
Woman Board Members
INTRODUCTION AND OVERVIEW OF DODD-FRANK TITLE VII -
Title VII of the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act ("Title VII" or "Dodd- Frank"), enacted on July 21, 2010, provided for the first time...more
The U.S. Securities and Exchange Commission (SEC or Commission) on July 23, 2014 approved, by a vote of 3- 2, sweeping amendments to Rule 2a - 7 and other rules that govern money market funds (money funds) under the...more