The Central Bank of Ireland (the “Central Bank”) on 18 July 2019 published a ‘Dear Chair’ letter to the industry (the “Industry Letter”) highlighting the key supervisory issues identified in a thematic review of Irish...more
The U.S. Securities and Exchange Commission (SEC or Commission) unanimously approved a proposal (Proposal) to modernize the reporting of information provided by registered investment companies (funds). Guided by the recent...more
6/17/2015
/ Amended Regulation ,
Asset Management ,
Compliance ,
Derivatives ,
EDGAR ,
Federal Register ,
Form N-CEN ,
Form N-PORT ,
Form N-SAR ,
Investment Companies ,
Investment Company Act of 1940 ,
Legal Entity Identifiers ,
Mary Jo White ,
Money Market Funds ,
Private Funds ,
Registered Funds ,
Regulation S-X ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Small Business Investment Company