Oliver Linch

Oliver Linch

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - July 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

7/21/2015 - Asset Management Banking Sector Broker-Dealer Capital Requirements EU Financial Institutions G-SIB Investment Firms Regulatory Agencies Regulatory Agenda Ring-Fencing Stress Tests Volcker Rule

Financial Regulatory Developments Focus - July 2015 #3

In this issue: - US Federal Deposit Insurance Corporation Issues Notice of Proposed Rulemaking to Revise How Small Banks are Assessed for Deposit Insurance - UK Prudential Regulation Authority Consults on...more

7/16/2015 - Asset Management Banking Sector Broker-Dealer Corporate Governance Credit Ratings Cybersecurity EU Financial Services Industry Global Market Prudential Regulation Authority Prudential Standards Regulatory Agenda UK

Financial Regulatory Developments Focus - February 2015 #4

In this issue: - US Banking Regulators Request Comments on Reducing Regulatory Burden - European Banking Authority Opinion on Definition of Eligible Capital - Implementing Technical Standards under CRR...more

2/25/2015 - Asset Management Banks Broker-Dealer Brokers Derivatives EU European Banking Authority FDIC Financial Institutions Futures Investment Adviser Liquidity Coverage Ratio UK

Financial Regulatory Developments Focus - November 2014 #2

In this issue: - Bank Prudential Regulation & Regulatory Capital - Compensation - Consumer Protection - Derivatives - Enforcement - Financial Services - Funds -...more

11/12/2014 - Broker-Dealer Capital Markets Compliance Derivatives Dodd-Frank Enforcement Enforcement Actions EU FDIC Federal Reserve Financial Regulatory Reform FSB G-SIB OCC Prudential Regulation Authority SEC

Financial Regulatory Developments Focus - October 2014 #3

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Services - Funds - People - Excerpt from...more

10/15/2014 - Banks Basel Committee Broker-Dealer Derivatives ESMA EU European Banking Authority European Central Bank Federal Reserve IOSCO ISDA Prudential Regulation Authority Risk Alert Risk Capital SEC Stress Tests

Financial Regulatory Developments Focus - March 18, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Financial Services - Consumer Protection - Enforcement - People - Events -...more

3/19/2014 - Asset Management Banks Broker-Dealer Derivatives EU Financial Regulatory Reform Investment Funds OTC

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