Pravin Rao

Pravin Rao

Perkins Coie

Contact  |  View Bio  |  RSS

Latest Posts › Dodd-Frank

Share:

The SEC Speaks In 2014: Enhanced Statutory Regime Combined With Data Analytics Tools Results In Enforcement 2.0

The annual “SEC Speaks Conference,” where the U.S. Securities and Exchange Commission (SEC) and its senior staff review the major developments from the prior year, and preview the SEC’s enforcement priorities for the upcoming...more

2/25/2014 - Daniel Gallagher Dodd-Frank Enforcement FCPA Fraud JOBS Act Mary Jo White SEC

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more

2/25/2013 - CFTC Citigroup Crowdfunding Dodd-Frank Emerging Trading Technologies Enforcement FINRA FSOC Funding Portal Insider Trading Investor Protection JOBS Act Mary Jo White OIA SEC Whistleblowers

2 Results
|
View per page
Page: of 1